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AdvisorIQ MCP Server已验证已精选

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基本信息

传输方式

Streamable HTTP

认证方式

无需认证

分类

媒体与设计

提交者

Adam P

关于 AdvisorIQ MCP Server

美国理财顾问的继续教育规则（CFP、CFA、IWI、各州 IAR、FINRA、American College），附官方来源和核实日期，另有基于 SEC Form ADV 的每家美国注册投资顾问的公司层面数据、全国和州排名以及市场统计。只读，无需登录。每个答案都会注明其来自的 AdvisorIQ 页面。

#finance#financial advisors#continuing education#compliance#RIA#SEC#Form ADV#research

连接信息

https://mcp.advisoriq.com

接入方式

claude mcp add advisoriq --transport http https://mcp.advisoriq.com

AdvisorIQ MCP Server 工具

13

The continuing education rule for one designation as AdvisorIQ has confirmed it from the body that sets it: hours or credits per cycle, category minimums (ethics and others), how the cycle is set, carryover, any version taking effect later, each with its source URL, a short quote and the date checked, plus the questions still open. Designations: CFP, CIMA, CPWA, RMA, CIMC, CFA, The American College's ChFC, CLU, RICP, CAP, CASL, ChSNC, CLF, FSCP, TPCP, WMCP and DAFCP, IAR (state IAR CE; use iar_ce_state for one state), or FINRA (registered representatives; MQP for FINRA's Maintaining Qualifications Program). IWI returns CIMA, CPWA, RMA and CIMC together; American College returns all of The College's designations; FINRA's guide key returns FINRA and MQP. FINRA's Regulatory Element has no hour count: its answer has measure "assigned" and no total, never a number of hours. Refuses when the rule is not confirmed; never guesses.

What an advisor owes this cycle for a set of designations, with the deadline and days left, computed by the same engine as AdvisorIQ's CE calculator. CFP, CIMA, CPWA, RMA and American College (ChFC, CLU, RICP and others) cycles depend on the advisor's own dates: pass period_ends (for example {"CFP": "2027-06"} for a CFP cycle ending June 2027, or a full YYYY-MM-DD date; an American College period always ends December 31). IAR needs the state where the advisor is registered. FINRA is not calculated: its Regulatory Element is assigned content with no hour count (use ce_requirements). A line whose rule is not confirmed is refused, not estimated.

Whether one US state or territory requires continuing education for investment adviser representatives (IAR CE), since when or from when, and what it requires, from NASAA's IAR CE map and model rule with the date checked. Takes a two-letter code or a name. Refuses when the state's status is not confirmed.

Every jurisdiction on NASAA's IAR CE map with its status this year (in effect, adopted and starting later, not adopted), the counts, the requirement where it applies, and the open questions about the list. Use for any "which states require IAR CE" question.

Confirmed regulatory and CE deadlines for advisers and their firms between two dates (default: today to a year out), each with the rule that sets the date, its official source and the date checked. Filter with applies_to: ria (investment adviser firms), iar (investment adviser representatives), rep (FINRA registered representatives), 13f (13F filers), private_funds (private fund advisers). Deadlines not yet confirmed are withheld and counted.

Live AdvisorIQ webinars scheduled from now, soonest first, with the time in Eastern, presenters, sponsor, and the CE credit each offers with its approval status. Filter by topic and by credit (CFP, IWI, CFA or IAR; only approved credit matches). Credit marked pending is not yet approved by the body.

Published replays of AdvisorIQ webinars, newest first, with length, sponsor, and self-study CE credit where a body approved it. A replay earns CE only where the body approved a self-study version.

Published AdvisorIQ research articles matching words in the title, summary or text, newest first. Then get_article with a slug to read one.

One published AdvisorIQ research article in full (markdown), with its author, dates and address. Takes the slug or the article's URL.

Find independent wealth management RIAs (SEC or state registered) in AdvisorIQ's directory by part of the firm's name, its CRD number or SEC 801- number, or its main office city, optionally within one state. Returns at most 25 firms, best name matches first and then by assets, each with CRD, city, state, registration, regulatory assets under management and its AdvisorIQ page. Set include_bd_affiliated to also search broker-dealer affiliated wealth firms such as the wirehouses. Asset managers, private fund managers and pension consultants are not in the directory. Use it to get the CRD for get_ria_firm. Firm-level data only: it never returns individual advisers.

One independent wealth management RIA's figures from its Form ADV, by CRD number: registration and status, location, website, regulatory assets under management (discretionary and not), accounts, clients and client types, employees and adviser representatives, fee types, services, affiliations, custody, whether it reported disclosures, growth over 1, 3 and 5 years, its national and state ranks among independent RIAs, and its yearly history from the SEC's files. A broker-dealer affiliated wealth firm (a wirehouse, a broker-dealer's advisory arm, a bank's) is returned only with include_bd_affiliated, ranked among all wealth firms. Asset managers and other firms outside wealth management are not in the directory. One firm per call; find the CRD with search_ria_firms.

A ranking of independent wealth management RIAs, national or within one state, as AdvisorIQ computes it from Form ADV (for example the largest by assets, or the fastest growing), with how it is computed. Returns up to 100 firms (default 25) with rank, CRD, city, state, value and, for growth rankings, the starting value. Set include_bd_affiliated for the ranking of all wealth firms, wirehouses and other broker-dealer affiliated firms included. An unknown metric returns the list of rankings.

Market data on independent wealth management RIAs for the US or one state, as on AdvisorIQ's industry and state pages: number of firms, total and median regulatory assets under management, accounts, size bands, fee types and the other figures AdvisorIQ tracks, each with its definition, for the latest snapshot and, for SEC-registered firms (the history), the one a year earlier. Segment narrows it: all (default, SEC and state registered), sec or state. Set include_bd_affiliated for all wealth firms, wirehouses and other broker-dealer affiliated firms included.

概览

什么是 AdvisorIQ MCP Server？

AdvisorIQ MCP Server 是一个免费、只读的远程 MCP 服务器，为 AI 助手提供有出处的答案，涵盖美国理财顾问的继续教育（CE）规则、合规截止日期，以及注册投资顾问（RIA）的 Form ADV 数据，无需登录或 API 密钥。

AdvisorIQ 是面向美国理财顾问的独立教育网站：提供直播网络研讨会和回放、CE 追踪器和计算器、按资格认证和按州划分的 CE 要求、合规日历以及 RIA 名录。其位于 https://mcp.advisoriq.com 的 MCP 服务器通过与所引用页面相同的代码读取相同的数据表。每个答案都附有每项数据的来源和核对日期，以及现成的引用字符串；当某条规则尚未确认时，服务器会拒绝回答而不是猜测。它在官方 MCP Registry 中登记为 com.advisoriq/advisoriq。

如何使用 AdvisorIQ MCP Server？

无需安装，也不需要账户、密钥或费用。服务器在 https://mcp.advisoriq.com 使用 Streamable HTTP（通过 POST 发送 JSON-RPC 2.0），在 /mcp 路径下同样可用。

Claude Code

claude mcp add --transport http advisoriq https://mcp.advisoriq.com

这会把它添加到当前项目；加上 --scope user 可在所有项目中使用。

Claude Desktop 和 claude.ai

打开 Customize，然后进入 Connectors。选择 + Add，再选 Add custom connector。命名为 AdvisorIQ，粘贴 https://mcp.advisoriq.com，选择 Continue，在 Authentication 下选择 No sign in，然后点击 Add。在 Team 或 Enterprise 套餐中，由所有者在 Organization settings → Connectors 中添加。Free 套餐可以添加一个自定义连接器。

Cursor

把以下内容添加到项目中的 .cursor/mcp.json，或添加到 ~/.cursor/mcp.json 以用于所有项目：

{"mcpServers": {"advisoriq": {"url": "https://mcp.advisoriq.com"}}}

VS Code

把以下内容添加到工作区的 .vscode/mcp.json：

{"servers": {"advisoriq": {"type": "http", "url": "https://mcp.advisoriq.com"}}}

ChatGPT

打开 Plugins，选择 +，然后选择 Add custom MCP server。命名为 AdvisorIQ，并输入 https://mcp.advisoriq.com/mcp（ChatGPT 需要带路径的地址）。选择 No authentication，接受警告后作为插件创建。

AdvisorIQ MCP Server 的主要功能

  • 免费且无需密钥：不需要账户、登录或费用。
  • 只读：全部 13 个工具都只读取数据；任何会写入 AdvisorIQ 数据库的语句都会被拒绝。
  • 答案有出处：每项数据都附有来源 URL、简短引文、核对日期和现成的引用句子。
  • 拒绝而非猜测：未确认的规则或记录会被拒绝，悬而未决的问题会被列出，而不会被当作事实陈述。
  • CE 覆盖广泛：CFP、CIMA、CPWA、RMA、CIMC、CFA、The American College 的资格认证（ChFC、CLU、RICP 等）、各州 IAR CE 以及 FINRA。
  • 来自 Form ADV 的 RIA 数据：公司概况、全国和州排名以及市场统计，每月根据 SEC 文件重新加载。仅限公司层面，绝不返回个人顾问信息。

AdvisorIQ MCP Server 工具

  • CE 要求与计算器：ce_requirements 返回某个资格认证的规则（每个周期的学时或学分、伦理及其他最低要求、结转、之后生效的版本）及其来源。ce_calculate 计算顾问本周期针对一组资格认证还需完成多少 CE，并给出截止日期和剩余天数；对于与个人日期挂钩的周期，传入 period_ends，IAR 则需传入州。
  • 各州 IAR CE：iar_ce_state 依据 NASAA 的地图和示范规则回答某个州或领地的情况；iar_ce_states 列出每个辖区今年的状态。
  • 合规截止日期：compliance_deadlines 返回两个日期之间已确认的监管和 CE 截止日期，可按对象筛选（ria、iar、rep、13f、private_funds）。
  • 网络研讨会与研究：upcoming_webinars 和 replays 列出 AdvisorIQ 的课程及其 CE 学分和审批状态；search_research 和 get_article 用于查找和阅读研究文章。
  • RIA 名录：search_ria_firms 按名称、CRD、SEC 编号或城市查找公司；get_ria_firm 返回一家公司的 Form ADV 数据、排名和历史；ria_rankings 和 ria_market_stats 提供排名以及全美或各州的市场数据。设置 include_bd_affiliated 可纳入 wirehouse 和其他券商关联的财富管理公司。

AdvisorIQ MCP Server 的使用场景

  • 查询 CE 规则：“CFP 每个周期需要多少 CE 学时，其中多少必须是伦理课程？”
  • 计算尚需完成的学时：“我持有 CFP 和德州的 IAR，CFP 周期在 2027 年 6 月结束。我还差多少，截止到什么时候？”
  • 各州 IAR CE：“2026 年哪些州要求 IAR CE？”
  • 合规日历：“列出未来六个月内 RIA 和 13F 的截止日期。”
  • 研究一家公司：“找到 CRD 为 123456 的 RIA，显示其管理资产规模和五年增长。”

AdvisorIQ MCP Server 常见问题排查

  • 工具返回错误或拒绝：当 AdvisorIQ 尚未确认某条规则或记录时，这是设计行为。拒绝结果包含 error、reason 和 tried 字段；不要凭记忆填补空白。
  • HTTP 429：限制为每个调用方每分钟 60 次。等待 60 秒（即 retry-after 的值）。
  • ChatGPT 无法连接：使用带路径的地址 https://mcp.advisoriq.com/mcp。工作区策略也可能阻止自定义服务器。

常见问题

1

AdvisorIQ MCP Server 免费吗？

是的。AdvisorIQ 表示无需密钥、无需账户、不收费用，限制为每个调用方每分钟 60 次。

2

它是官方的吗？

是的。它由 AdvisorIQ 在 mcp.advisoriq.com 运营，并在官方 MCP Registry 中以 `com.advisoriq/advisoriq` 发布。

3

它会提供投资建议吗？

不会。AdvisorIQ 的使用条款说明网站上的任何内容都不构成投资建议，CE 答案只是摘要：最终以资格认证机构或州监管机构为准。

4

它会返回个人顾问的数据吗？

不会。RIA 名录只包含公司层面的 Form ADV 数据，资产管理公司、私募基金管理人和养老金顾问不在其中。

5

数据有多新？

每个答案都带有截至日期。CE 规则和 IAR 辖区会与官方来源核对，RIA 名录在 SEC 每月发布新文件后重新加载。

6

我可以转载它的答案吗？

答案可以在注明出处的前提下自由引用和再利用（注明 AdvisorIQ、给出截至日期并链接页面），`citation` 字段已提供这些信息。不允许复制或批量提取 RIA 名录。

7

AdvisorIQ 远程 MCP 服务器是什么?

AdvisorIQ 的远程 MCP 服务器是一个托管的 Model Context Protocol 端点,地址是 https://mcp.advisoriq.com,AI 助手无需在本地安装或运行任何东西即可连接。

8

怎么连接 AdvisorIQ 的 MCP 服务器?

把端点 https://mcp.advisoriq.com 添加到任意支持 MCP 的客户端,比如 Claude Code、Cursor 或 VS Code。本页的接入代码块可以一步配置好每个客户端。

9

AdvisorIQ 的 MCP 服务器需要认证吗?

不需要。AdvisorIQ 的 MCP 服务器不需要认证——直接用端点地址连接即可。

10

AdvisorIQ 的 MCP 服务器用的是哪种传输方式?

AdvisorIQ 暴露的是 Streamable HTTP 端点,这是远程 MCP 服务器普遍使用、主流客户端都支持的传输方式。

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